Broker Check

How We Help Clients

We work primarily with individuals and couples near retirement, helping them coordinate investments, retirement income strategies, insurance planning, and legacy consideration into a clear, manageable plan.

Services are selected based on your needs and circumstances - not a single model or product approach.

Investment Accounts & Strategies

  • Retirement plan rollovers (401(k), 403(b), 457, PSERS, TIAA, TSP) 
  • Stocks, bonds, mutual funds, ETFs, and annuity strategies
  • Lifetime income annuities (single and joint)
  • Professionally managed portfolios
  • Socially responsible and faith-based investment options
  • Advisor-directed and self-directed accounts
  • IRAs, Roth IRAs, and 529 college savings plans
  • Trust administration services (through third-party providers)

Planning Services

  • Retirement planning and income analysis
  • Wealth Management (accumulation and distribution)
  • Estate planning coordination
  • Asset allocation and risk analysis
  • College planning (when applicable)

Asset Protection and  Legacy Planning

  • Life Insurance (term, universal, whole life, and  other structures)
  • Disability income insurance
  • Long-term care insurance
  • Legacy and wealth transfer planning coordination

Services for Small Businesses

  • SEP, SIMPLE, Solo 401(k), 401(k), and pension plans
  • Plan implementation, service, and administration
  • Investment management and provider coordination
  • Key Person Insurance

How We Get Paid

We believe clients should clearly understand how their advisor is compensated.  Compensation is discussed openly and agreed upon before any work is implemented, so there are no surprises.

Depending on your situation and the services provided, compensation may be structured in one or a combination of the following ways:

  • A fee based on assets under management
  • Commission-based compensation for certain products
  • Fee-only arrangements
  • Hourly or project-based fees.

As an independent firm, we are not limited to proprietary investment or insurance products.  Our recommendations are guided by your goals and best interests - not by incentives tied to specific products or platforms.

After thorough fact-finding, we recommend the most appropriate strategies and solutions based on your objectives, financial situation, risk tolerance, and time horizon.  There is no one-size-fits-all approach.  Each plan is tailored, and all fees are reviewed and agreed upon in advance.

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.

tom@conwayfin.com |  (412) 409-2905